Fintech

The vendor questions that stall a payments partnership

A fintech carries two security burdens at once. You are assessed hard by banks, PSPs and regulators, and you are accountable for a supplier chain that is mostly other people's APIs. Both get harder as you grow.

What makes fintech different

  • You are assessed constantly. Every bank partner, card scheme and PSP runs its own due diligence, on its own template, on its own schedule.
  • Your suppliers are your product. KYC, payments, ledger, fraud scoring. An outage or a control failure at a provider is your incident, and your customers will not distinguish.
  • DORA applies or will. Directly if you are EU regulated, indirectly through contracts if you serve EU financial entities. See the DORA page.
  • The FCA expects operational resilience. Important business services, impact tolerances, and evidence that you understand the third parties supporting them.
  • Concentration risk is real for you. Several providers sitting on the same upstream infrastructure is a resilience fact, not a procurement detail.

Where it usually goes wrong

The pattern we see most. Due diligence is thorough at onboarding because a partner demanded it. Nothing re-checks afterwards. Eighteen months later a bank partner asks for current evidence on a critical provider and the most recent thing on file is the onboarding questionnaire. The deal does not die, but it slows by weeks.

What we do

Answer the assessments once
A maintained evidence pack, so a partner's questionnaire is a copy exercise rather than a fortnight of chasing colleagues.
Keep the register current
Criticality, data locations, attestation status and subcontractors per provider, re-checked continuously rather than annually.
Catch regressions
A provider relaxing mail authentication or letting a certificate lapse is visible publicly. You hear about it when it happens.
Map to DORA and FCA
Findings carry the article or control they relate to, so evidence goes into a regulator-facing pack without translation.
Board reporting
One page a board or an investment committee will read, not a spreadsheet export.

Start with a number

Run the free vendor check against three of your critical providers. If any of them cannot get DMARC right, that is a reasonable prompt to ask what else has drifted.

Partner due diligence slowing you down?

Thirty minutes on where your evidence sits today and what a partner would actually find.

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